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CRITICAL OBLIGATIONS FOR 401K PLAN SPONSORS
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4/24/2013
When: Wednesday, April 24
11:30am-1pm
Where: 7373 N. Scottsdale Road Suite D-120
Scottsdale, Arizona  85253
United States
Contact: Jim Wilkerson

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CRITICAL OBLIGATIONS FOR 401K PLAN SPONSORS

You Are Invited to a Luncheon Workshop!

CRITICAL OBLIGATIONS FOR 401K PLAN SPONSORS

In 2008 The General Accounting Office (GAO) shocked Congress with their independent study of the condition of retirement plans in America. They discovered and outlined approximately 20 common fiduciary breaches of ERISA found in most retirement plans.
As a result, in 2012 the Department of Labor increased their field staff to 460 retirement plan and 401(k) auditors. There have been 3600 civil investigations, resulting in $1.27 billion in civil and criminal monetary fines that were issued as a result of a breach of fiduciary duty by Plan Sponsors just like you. It’s predicted that by the end of 2013 their staff will increase to over 1500 field auditors!

Source: Article, Borzi: DOL to Offer New Version of Fiduciary Rule in "Several Months" Melanie Waddell, Advisorone Magazine 12/7/2012

In this workshop, you will learn the nearly 80 fiduciary responsibilities that you have as the Plan Sponsor for your 401(k), as well as the approximately 20 common problems outlined in the GAO report to Congress.
Please join us in discussing this topic that is vitally important to you and your company, and learn how to be in full fiduciary compliance in the event of a Department of Labor audit.
Our team has worked with over 4000 plans for over 40 years.

CRITICAL OBLIGATIONS FOR 401K PLAN SPONSORS

Speaker: Don Jones AIFA®, PRP®, RF®, GFS®
Founder of Fiduciary Doctors, LLC
Location: First Financial Equity Corporation
7373 N. Scottsdale Road, Suite d-120
Scottsdale, Arizona 85253
Date: Wednesday April 24th 2013 and monthly thereafter
Time: 11:30-1:00 p.m. -- Lunch will be provided
Please RSVP as seating is limited
Contact:Jim Wilkerson CRPC®, 408(g) ERISA Fiduciary Advisor
Email: jwilkerson@ffec.com or call: 480-778-2005
For more information please visit: www.fiduciarydoctors.com and www.az-wealth.com

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